Tyson L. Fielding

EQUINOX FINANCIAL ADVISORS

MANCHESTER CENTER, VT 05255

CRD#: 6789175

Some features on this profile are disabled

Professional summary

Tyson Lee Fielding, CFP® is a registered financial advisor currently at EQUINOX FINANCIAL ADVISORS, INC. located in Manchester Center, Vermont.

Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Tyson has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Lee Fielding's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 5, 2021 - Present

EQUINOX FINANCIAL ADVISORS, INC.

Office #1: 16 Lincoln Avenue, Manchester Center, VT 05255

RIA

CRD#: 312716

MANCHESTER CENTER, VT

Past

May 4, 2017 - April 30, 2021

EQUINOX FINANCIAL ADVISORS, INC

RIA

CRD#: 115720

MANCHESTER CENTER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/8/2023)

IAR

New York
(10/28/2021)

IAR

North Carolina
(7/27/2023)

IAR

Texas
(2/2/2022)

IAR

Vermont
(3/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2013

Uniform Securities Agent State Law Examination

Current Firm

EQUINOX FINANCIAL ADVISORS, INC.

EQUINOX FINANCIAL ADVISORS, INC. | T&E FIELDING CORP

CRD#: 312716 / SEC#:

Florida

Registered Investment Advisory firm - (2/8/2023 Approved)

New York

Registered Investment Advisory firm - (10/28/2021 Approved)

North Carolina

Registered Investment Advisory firm - (7/27/2023 Approved)

Texas

Registered Investment Advisory firm - (1/20/2022 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (3/5/2021 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16 Lincoln Avenue, Manchester Center, VT 05255

Mailing Address

Po Box 1789, Manchester Center, VT 05255

Phone number

(802) 367-7750

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	588
AUM (Assets Under Management)	$ 95,544,185

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Cindy Wong

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Charles Bales

WHITEWATER WEALTH

IAR

Eugene, OR

Danielle Harmon

CLARK ASSET MANAGEMENT, LLC

IAR

SIMPSONVILLE, SC

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tyson L. Fielding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Lee Fielding's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUINOX FINANCIAL ADVISORS, INC.

EQUINOX FINANCIAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2014

Series 63

Date: 7/9/2013

Current Firm

EQUINOX FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUINOX FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors