Rachael C. Richard

STOKES FAMILY OFFICE LLC

New Orleans, LA 70163

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CRD#: 6788777

Professional summary

Rachael Christine Richard, CFP®, who also goes by Rachael Christine Richard, is a registered financial advisor currently at STOKES FAMILY OFFICE LLC located in New Orleans, Louisiana.

Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Rachael has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rachael Christine Richard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STOKES ASSET MANAGEMENT, LLC INVESTMENT-RELATED 1100 POYDRAS ST, SUITE 2775, NEW ORLEANS, LA 70163 REGISTERED INVESTMENT ADVISER OPERATIONS STAFF MAY 25, 2022 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS OPERATIONAL SUPPORT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Christine Richard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 31, 2023 - Present

STOKES FAMILY OFFICE LLC

Office #1: 1100 Poydras St Ste. 2775, New Orleans, LA 70163

RIA

CRD#: 300899

New Orleans, LA

Past

February 9, 2023 - April 26, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

New Orleans, LA

Past

May 20, 2019 - January 4, 2023

STOKES FAMILY OFFICE LLC

RIA

CRD#: 300899

NEW ORLEANS, LA

Past

October 2, 2017 - July 16, 2019

STOKES & HUBBELL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 172937

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/31/2023)

IAR

Texas
(5/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2023

Securities Industry Essentials Examination

Current Firm

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

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Contact information

Main Address

1100 Poydras St Ste. 2775, New Orleans, LA 70163

Mailing Address

Phone number

(504) 399-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-10-20 STOKES FAMILY OFFICE FORM ADV PART 2A (10/20/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 2,475,148,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rachael C. Richard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Christine Richard's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOKES FAMILY OFFICE LLC

J.P. MORGAN SECURITIES LLC

STOKES FAMILY OFFICE LLC

STOKES & HUBBELL CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

STOKES FAMILY OFFICE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2017

SIE

Date: 3/6/2023

Current Firm

STOKES FAMILY OFFICE LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOKES FAMILY OFFICE LLC

TRUST BUT VERIFY

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