JB
Johnny Borrelli
REALTA INVESTMENT ADVISORS
Wylie, TX
Some features on this profile are disabled
CRD#: 6788697
JB
Professional summary
Johnny Borrelli is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Wylie, Texas and REALTA EQUITIES, INC. located in Wilmington, Delaware.
Johnny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Johnny has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Johnny Borrelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2023 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
Wylie, TX
Current
November 30, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801BD
CRD#: 23769
WILMINGTON, DE
Past
June 2, 2023 - December 1, 2023
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Plano, TX
Past
November 12, 2020 - December 7, 2023
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
ROSEVILLE, CA
Past
October 30, 2020 - December 1, 2023
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Roseville, CA
Past
November 29, 2018 - November 2, 2020
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WOODLAND HILLS, CA
Past
October 11, 2018 - November 2, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WOODLAND HILLS, CA
Past
December 12, 2017 - September 14, 2018
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
CANOGA PARK, CA
Past
July 13, 2017 - September 14, 2018
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
CANOGA PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2023)
RR
Arizona(11/30/2023)
RR
Arkansas(11/30/2023)
RR
California(11/30/2023)
RR
Colorado(11/30/2023)
RR
Florida(11/30/2023)
RR
Georgia(11/30/2023)
RR
Illinois(11/30/2023)
RR
Louisiana(2/21/2025)
RR
Maryland(11/30/2023)
RR
Nevada(11/30/2023)
RR
New York(11/30/2023)
RR
North Carolina(11/30/2023)
RR
Ohio(11/30/2023)
RR
Oklahoma(11/30/2023)
RR
Pennsylvania(11/30/2023)
RR
South Carolina(11/30/2023)
RR
Texas(11/30/2023)
IAR
Texas(11/30/2023)
RR
Virginia(11/30/2023)
RR
Washington(11/30/2023)
RR
West Virginia(11/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)PREMIUM
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
