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AB

Adam S. Black

NAVIAN CAPITAL SECURITIES LLC
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 6788588
AB

Professional summary

Adam Salvatore Black, who also goes by Adam Salvatore Black, Adam Black, is a registered financial professional currently at NAVIAN CAPITAL SECURITIES LLC located in Cincinnati, Ohio.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2017. Adam has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Salvatore Black | Adam Black

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HALO INVESTING CHICAGO IL SALES SINCE 08/2019 INVESTMENT RELATED SENTINUS-HALO SECURITIES CHICAGO IL BROKER DEALER REGISTERED REPRESENTATIVE SINCE 03/2019 INVESTMENT RELATED SENTINUS, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 11/2021 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Salvatore Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2025 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 425 Walnut Street Suite 2410, Cincinnati, OH 45202
BD
CRD#: 145037
CINCINNATI, OH
Past

January 10, 2023 - December 10, 2024

CAUSEWAY SECURITIES LLC

BD
CRD#: 315829
NEW YORK, NY
Past

November 17, 2021 - December 22, 2022

ROTHSCHILD WEALTH LLC

RIA
CRD#: 162442
CHICAGO, IL
Past

March 7, 2019 - December 22, 2022

HALO SECURITIES, LLC

BD
CRD#: 279029
Chicago, IL
Past

April 3, 2018 - March 19, 2019

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
CHICAGO, IL
Past

April 3, 2018 - March 19, 2019

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
CHICAGO, IL
Past

July 25, 2017 - March 21, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DEERFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(1/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/30/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NAVIAN CAPITAL SECURITIES LLC
CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Mailing Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Phone number
(513) 980-3264
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NAVIAN CAPITAL, LLCOWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHNPRESIDENT, CEO, SROP, CROP4194271
JENKINS, ROBERT PATRICKCHIEF FINANCIAL OFFICER AND COO6030790
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER1170097

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037Cincinnati, OH 45202

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