SF
Sandra C. Fricks
FINANCIAL CONSULTANTS GROUP
Cumming, GA 30041
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CRD#: 6788573
SF
Professional summary
Sandra Cathleen Fricks, who also goes by Sandee Fricks, Sandee Simpson, Sandra Cathleen Simpson, is a registered financial advisor currently at FINANCIAL CONSULTANTS GROUP INC located in Cumming, Georgia.
Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sandra has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandee Fricks | Sandee Simpson | Sandra Cathleen Simpson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BURDELL PROPERTIES, LLC; NON-INVESTMENT RELATED; RENTAL BUSINESS; BUFORD, GA; MEMBER MANAGER; STARTED 2013; APPROXIMATELY 5-10 HRS/MO OUTSIDE TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Cathleen Fricks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2022 - Present
FINANCIAL CONSULTANTS GROUP INC
Office #1: 1080 Sanders Road Suite 300, Cumming, GA 30041RIA
CRD#: 108062
Cumming, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL CONSULTANTS GROUP INC
FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS
CRD#: 108062 / SEC#: 801-123013
RIA
Registered Investment Advisory firm - (1/10/2022 Approved)Florida
Registered Investment Advisory firm - (4/5/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (4/5/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/9/2022)
Exams
Current Firm
FINANCIAL CONSULTANTS GROUP INC
FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS
CRD#: 108062 / SEC#: 801-123013
RIA
Registered Investment Advisory firm - (1/10/2022 Approved)Florida
Registered Investment Advisory firm - (4/5/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (4/5/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1080 Sanders Road Suite 300, Cumming, GA 30041
Mailing Address
Phone number
(770) 627-2121
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 139,886,174 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL CONSULTANTS GROUP INC
CRD#: 108062Cumming, GA 30041TRUST BUT VERIFY
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