Kristen M. Kendall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Marie Kendall, who also goes by Kristen Marie Orsi, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 2017. Kristen had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2021 - September 21, 2021
TD AMERITRADE, INC.
August 26, 2019 - December 24, 2020
LPL FINANCIAL LLC
May 3, 2019 - December 24, 2020
LPL FINANCIAL LLC
June 1, 2017 - August 18, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
