Christopher K. Ingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Kenneth Ingham, CFP®, who also goes by Christopher Ingham, Chris Ingham, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2017. Christopher had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2018 - August 26, 2024
INGHAM RETIREMENT GROUP
March 22, 2018 - April 27, 2018
STRATEGIC ADVISERS LLC
June 16, 2017 - April 26, 2018
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
INGHAM RETIREMENT GROUP
CRD#: 106299 / SEC#: 801-39323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INGHAM RETIREMENT GROUP
CRD#: 106299 / SEC#: 801-39323
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,049 |
| AUM (Assets Under Management) | $ 2,315,055,599 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2025 | ||
| 01/09/2025 | ||
| 01/22/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
