Sean M. Hilliard

RIVERTREE WEALTH

Wake Forest, NC

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CRD#: 6788400

Professional summary

Sean Mark Hilliard, CFP®, who also goes by Sean M Hilliard, Sean Hilliard, is a registered financial advisor currently at RIVERTREE WEALTH located in Wake Forest, North Carolina.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sean has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean M Hilliard | Sean Hilliard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Mark Hilliard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 20, 2025 - Present

RIVERTREE WEALTH

RIA

CRD#: 329595

Wake Forest, NC

Past

November 2, 2023 - July 16, 2025

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

April 3, 2023 - July 16, 2025

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Wake Forest, NC

Past

November 10, 2020 - April 3, 2023

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Wake Forest, NC

Past

February 11, 2019 - April 17, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Wake Forest, NC

Past

February 11, 2019 - April 17, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Wake Forest, NC

Past

July 13, 2018 - February 8, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

March 22, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DURHAM, NC

Past

June 16, 2017 - February 7, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERTREE WEALTH

RIVERTREE WEALTH | RIVERTREE WEALTH LLC

CRD#: 329595 / SEC#: 801-134383

RIA

Registered Investment Advisory firm - (9/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (9/23/2025 Terminated)

Arkansas

Registered Investment Advisory firm - (9/30/2025 Terminated)

California

Registered Investment Advisory firm - (10/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/18/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2017

General Securities Representative Examination

Current Firm

RIVERTREE WEALTH

RIVERTREE WEALTH | RIVERTREE WEALTH LLC

CRD#: 329595 / SEC#: 801-134383

RIA

Registered Investment Advisory firm - (9/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (9/23/2025 Terminated)

Arkansas

Registered Investment Advisory firm - (9/30/2025 Terminated)

California

Registered Investment Advisory firm - (10/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2025 Terminated)

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Contact information

Main Address

415 N. Mckinley St. Suite 1047, Little Rock, AR 72205

Mailing Address

Phone number

(501) 500-0893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-08-20 RIVERTREE WEALTH FORM ADV PART 2A (8/20/2025)

Regulatory assets under management

Total Number of Accounts	549
AUM (Assets Under Management)	$ 108,559,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Hilliard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Mark Hilliard's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER ADVISORY GROUP, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

RIVERTREE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2023

Series 66

Date: 7/18/2017

Series 7TO

Date: 11/1/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2017

Current Firm

RIVERTREE WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERTREE WEALTH

TRUST BUT VERIFY

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