Ashley N. Bailey
Professional summary
Ashley Nicole Bailey, who also goes by Ashley Bailey, is a registered financial professional currently at ETORO USA SECURITIES INC. located in Hoboken, New Jersey.
Ashley is registered as a RR (Registered Representative) and started their career in finance in 2017. Ashley has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashley Nicole Bailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2022 - Present
ETORO USA SECURITIES INC.
Office #1: 221 River Street 9th Floor, Hoboken, NJ 07030April 23, 2021 - February 15, 2022
MUFG SECURITIES AMERICAS INC.
June 14, 2018 - April 20, 2021
ALLY INVEST SECURITIES LLC
July 20, 2017 - April 23, 2018
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2022)
(2/27/2023)
Exams
FINRA
Current Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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