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Anne H. Terpstra

IMC SECURITIES LLC
Amsterdam, 1081 KL
Some features on this profile are disabled
CRD#: 6788167
AT

Professional summary

Anne Hein Ette Terpstra, who also goes by Anne Heiw Ette Terpstra, is a registered financial professional currently at IMC SECURITIES LLC .

Anne is registered as a RR (Registered Representative) and started their career in finance in 2018. Anne has worked at 2 firms and has passed the SIE and Series 57 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anne Heiw Ette Terpstra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anne Hein Ette Terpstra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2023 - Present

IMC SECURITIES LLC

Office #1: Amstelveenseweg 500, Amsterdam 1081 KL
BD
CRD#: 144874
Amsterdam,
Past

February 1, 2018 - May 5, 2022

IMC FINANCIAL MARKETS

BD
CRD#: 104143
Amsterdam,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 2/1/2018
Securities Trader Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

IS
IMC SECURITIES LLC
CARDINAL CAPITAL MANAGEMENT LLC | IMC SECURITIES LLC

CRD#: 144874 / SEC#: , 8-67680

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3300
Established
Illinois since 05/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS INC.MEMBER
DOWNEY, JASON EDWARDCCO6080734
HOFFMAN, ADAM MICHAELCOO5579229
LIEGEON, CHRISTINE ELIZABETHCEO5679799
NOWICKI, PAULFINOP, CFO, PFO, POO6097424

Disclosures

Regulatory Event3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IMC SECURITIES LLC

CRD#: 144874Amsterdam 1081 KL

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