EN
Elizabeth M. Newcombe
LPL ENTERPRISE | Financial Consultant, Phones
Keene, NH
Some features on this profile are disabled
CRD#: 6787693
EN
Professional summary
Elizabeth Marie Newcombe, who also goes by Elizabeth Newcombe, Liz Newcombe, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Keene, New Hampshire.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Elizabeth has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant, I partner with each of my clients to create financial plans that empower them to live the lives they envision. I do this by fostering authentic relationships and leveraging the tools and resources I have here at Fidelity to identify where they are, where they want to be, and how to get there in a way that works best for them.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Newcombe | Liz Newcombe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Keene, NH - Start Date 09/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/17/2025 - ELIZABETH MARIE NEWCOMBE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Keene, NH - Start Date 09/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 09/17/2025 - Elizabeth Newcombe - Real Estate Rental - INV REL - Keene, NH - Start Date 07/01/2024 - 0 HRS/MO | 0 HRS/MO DURING TRADING 4. 09/17/2025 - Better Homes & Gardens Masiello - Mortgage/Real Estate Services - INV REL - Keene, NH - Start Date 05/11/2023 - 3 HRS/MO | 1 HRS/MO DURING TRADING 5. 09/17/2025 - Monadnock Music - Non-Profit Board Member - NOT INV REL - Peterborough, NH - Start Date 08/21/2021 - 3 HRS/MO | 0 HRS/MO DURING TRADING 6. 09/17/2025 - Hygge Properties LLC - Business Owner - NOT INV REL - Keene, NH - Start Date 05/04/2023 - 3 HRS/MO | 0 HRS/MO DURING TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Marie Newcombe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Marie Newcombe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Christendom College
Bachelor of Arts (BA) - History
2011
Experience
Current
September 22, 2025 - Present
LPL ENTERPRISE, LLC
Office #2: 191 Washington St, Keene, NH 03431Office #3: 500 Edgewater Drive Suite 595, Wakefield, MA 01880RIA
BD
CRD#: 8733
Keene, NH
Current
September 22, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 191 Washington St, Keene, NH 03431Office #2: 500 Edgewater Drive Suite 595, Wakefield, MA 01880RIA
BD
CRD#: 8733
KEENE, NH
Past
June 20, 2023 - September 23, 2025
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
Keene, NH
Past
June 20, 2023 - September 23, 2025
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Keene, NH
Past
July 13, 2018 - June 12, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
March 6, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
June 2, 2017 - June 2, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/22/2025)
RR
Massachusetts(9/22/2025)
IAR
Massachusetts(9/30/2025)
RR
New Hampshire(9/22/2025)
IAR
New Hampshire(9/22/2025)
RR
Rhode Island(10/25/2025)
RR
Vermont(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
Financial Consultant, PhonesCRD#: 8733Keene, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
