Eric G. Strom
ANNEX WEALTH MANAGEMENT
Brookfield, WI 53045
Some features on this profile are disabled
CRD#: 6787058
Professional summary
Eric Gustav Strom, CFP® is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Brookfield, Wisconsin.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Eric has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ERIC STROM-Annex Insurance Services, LLC
POSITION: Financial Planning Specialist NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2018
ADDRESS: 12700 W Bluemound Rd, Suite 200, Elm Grove WI 53122, United States
DESCRIPTION: Fixed Insurance - I am licensed in the state of Wisconsin for Life, Accident and Health
Music Royalties - Estimated Annual Compensation $10. Estimated Capital Investment $0. Hours per Month: 1 Trading Hours: 0 No connection to securities/advisory activities
Maryland Avenue Montessori Fund - Board Member. Annual Comp: $0. Capital Investment: 0 Hours Per Month:4 Trading Hours: 0 No connection to securities/advisory activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Gustav Strom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 29, 2018 - Present
ANNEX WEALTH MANAGEMENT, LLC
Office #1: 17950 W. Corporate Drive Suite 300, Brookfield, WI 53045RIA
CRD#: 127987
Brookfield, WI
Past
January 24, 2018 - December 31, 2018
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ELM GROVE, WI
Past
May 25, 2017 - December 11, 2017
SSN ADVISORY, INC.
RIA
CRD#: 126090
Brookfield, WI
Past
May 1, 2017 - December 11, 2017
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
BROOKFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045
Mailing Address
Phone number
(262) 786-6363
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987Brookfield, WI 53045TRUST BUT VERIFY
Monitor Eric Strom
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
