Emily L. Darosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Louise Darosa, CFP®, who also goes by Emily Louise Darosa, Emily Louise Herrup, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2018. Emily had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
February 9, 2025 - July 8, 2026
RANGE ADVISORY, LLC
April 17, 2023 - December 2, 2024
SEVEN MILE ADVISORY LLC
July 8, 2021 - May 4, 2023
WEALTHSPIRE ADVISORS
May 15, 2020 - July 6, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 1, 2018 - July 2, 2021
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/5/2024
General Securities Representative ExaminationCurrent Firm
RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,788 |
| AUM (Assets Under Management) | $ 653,945,567 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
