John P. Stefanowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Stefanowski Mr., who also goes by John Paul Stefanowski, John Stefanowski, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2020. John had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2023 - October 16, 2023
MASTERWORKS ADVISERS, LLC
April 6, 2022 - December 31, 2022
ARETE WEALTH MANAGEMENT, LLC
March 23, 2022 - July 6, 2023
ARETE WEALTH ADVISORS, LLC
March 16, 2021 - March 21, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC
October 16, 2020 - January 5, 2021
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/16/2020
General Securities Representative ExaminationCurrent Firm
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 625 |
| AUM (Assets Under Management) | $ 1,983,059 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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