Benjamin Benbassat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Benbassat was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2018. Benjamin had worked at 4 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2025 - April 13, 2026
MCNALLY FINANCIAL SERVICES CORPORATION
April 1, 2024 - October 2, 2024
T3 TRADING GROUP, LLC
November 11, 2022 - October 24, 2023
T3 TRADING GROUP, LLC
April 21, 2021 - February 8, 2022
T3 TRADING GROUP, LLC
May 21, 2020 - October 14, 2020
T3 TRADING GROUP, LLC
April 9, 2019 - April 2, 2020
T3 TRADING GROUP, LLC
January 3, 2019 - March 28, 2019
WORDEN CAPITAL MANAGEMENT LLC
February 22, 2018 - December 17, 2018
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 7/2/2019
Securities Trader ExamCurrent Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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