Zachary W. Pohlenz
CLAYTON WEALTH PARTNERS
Topeka, KS 66603-3808
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CRD#: 6786389
Professional summary
Zachary Wayne Pohlenz, CFP® is a registered financial advisor currently at CLAYTON WEALTH PARTNERS located in Topeka, Kansas.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Zachary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Zac realized that personal financial planning would be his career during his freshman year of college. He already had an aptitude for personal finance, and he had a passion for making connections and helping people. When he discovered the financial planning profession, he immediately knew that it was a natural fit. This led Zac to pursue a Bachelor of Science in Personal Financial Planning from Kansas State University.
A Topeka resident, Zac and his wife are busy raising their young family. In his free time, Zac enjoys playing the guitar and spending time outdoors.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Social Security Planning
Education Planning
Investment Planning
Comprehensive Financial Planni...
Long-term Care
Do you have an area of expertise or specialization?
Charitable Giving
College/Education Planning
Investment Advice with Ongoing...
Millennials
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Wayne Pohlenz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
February 27, 2020 - Present
CLAYTON WEALTH PARTNERS
Office #1: 716 South Kansas Avenue, Topeka, KS 66603-3808RIA
CRD#: 105898
Topeka, KS
Past
May 21, 2019 - February 19, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TOPEKA, KS
Past
April 5, 2019 - February 19, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CLAYTON WEALTH PARTNERS
CLAYTON FINANCIAL SERVICES INC | CLAYTON WEALTH PARTNERS
CRD#: 105898 / SEC#: 801-17344
RIA
Registered Investment Advisory firm - (7/1/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(2/27/2020)
IAR
Texas(1/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CLAYTON WEALTH PARTNERS
CLAYTON FINANCIAL SERVICES INC | CLAYTON WEALTH PARTNERS
CRD#: 105898 / SEC#: 801-17344
RIA
Registered Investment Advisory firm - (7/1/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
716 South Kansas Avenue, Topeka, KS 66603-3808
Mailing Address
Phone number
(785) 232-3266
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,817 |
| AUM (Assets Under Management) | $ 810,559,576 |
Red Flags
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