John W. Robertson

GREYSTONE FINANCIAL & ESTATE SERVICES

Kirkland, WA 98033

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CRD#: 6786384

Professional summary

John William Tadashi Robertson, who also goes by John Robertson, is a registered financial advisor currently at GREYSTONE FINANCIAL & ESTATE SERVICES, INC. located in Kirkland, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: JOHN ROBERTSON (INDEPENDENT INSURANCE AGENT); INVESTMENT RELATED: YES; ADDRESS: 6725 116TH AVENUE, SUITE 150, KIRKLAND, WA 98033; NATURE OF BUSINESS; INDEPENDENT SALES OF INSURANCE PRODUCTS AND INSURANCE CONSULTING; POSITION; INDEPENDENT INSURANCE AGENT; START DATE: 05/2017; APPROXIMATE NO. HOURS PER MONTH: 10; APPROXIMATE NO. HOURS PER MONTH DURING TRADING HOURS; 5; DUTIES: SALES AND SERVICE RELATED TO INSURANCE PRODUCTS, INCLUDING LIFE INSURANCE AND ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Tadashi Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2022 - Present

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

Office #1: 6725 116th Avenue Ne Suite 150, Kirkland, WA 98033

RIA

CRD#: 318092

Kirkland, WA

Past

November 6, 2020 - March 31, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

KIRKLAND, WA

Past

November 6, 2020 - March 31, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

KIRKLAND, WA

Past

July 22, 2017 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SEATTLE, WA

Past

May 10, 2017 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

CRD#: 318092 / SEC#: 801-132413

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Arizona

Registered Investment Advisory firm - (8/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/12/2023)

IAR

Texas
(6/7/2023)

IAR

Washington
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2017

General Securities Representative Examination

Current Firm

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

CRD#: 318092 / SEC#: 801-132413

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Arizona

Registered Investment Advisory firm - (8/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/1/2025 Terminated)

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Contact information

Main Address

6725 116th Avenue Ne Suite 150, Kirkland, WA 98033

Mailing Address

Phone number

(206) 352-9205

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREYSTONE FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	510
AUM (Assets Under Management)	$ 103,618,051

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John W. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Tadashi Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2017

Current Firm

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

TRUST BUT VERIFY

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