AC
Austin L. Cumblad
RIVERBRIDGE
Minneapolis, MN 55402
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CRD#: 6786324
AC
Professional summary
Austin Lee Cumblad, who also goes by Austin Cumblad, is a registered financial advisor currently at RIVERBRIDGE located in Minneapolis, Minnesota and IMST DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Austin has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Cumblad
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIVERBRIDGE PARTNERS, LLC, MINNEAPOLIS, MN, INVESTMENT RELATED-RIA, START DATE 5/24/18, RELATIONSHIP MANAGER, SERVE EXISTING AND NEW CLIENTS, PROVIDE REPORTS, INFORMATION & REVIEWS TO CLIENTS, RESPOND TO RFPS AND OTHER BUSINESS DEVELOPMENT OPPORTUNITIES, 173 HOURS PER MONTH WITH 140 DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Lee Cumblad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2017 - Present
RIVERBRIDGE
Office #1: 80 South Eighth Street Suite 1500, Minneapolis, MN 55402RIA
CRD#: 108074
Minneapolis, MN
Current
August 30, 2018 - Present
IMST DISTRIBUTORS, LLC
Office #1: 80 8th Street South Suite 1500, Minneapolis, MN 55402BD
CRD#: 130745
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
Registered Investment Advisory firm - (4/10/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2019)
RR
Alaska(6/11/2019)
RR
Arizona(9/28/2018)
RR
Arkansas(6/11/2019)
RR
California(6/11/2019)
RR
Colorado(6/11/2019)
RR
Connecticut(6/11/2019)
RR
Delaware(6/11/2019)
RR
District of Columbia(6/11/2019)
RR
Florida(6/11/2019)
RR
Georgia(6/11/2019)
RR
Hawaii(6/11/2019)
RR
Idaho(6/11/2019)
RR
Illinois(6/11/2019)
RR
Indiana(6/11/2019)
RR
Iowa(6/11/2019)
RR
Kansas(6/11/2019)
RR
Kentucky(6/11/2019)
RR
Louisiana(6/11/2019)
RR
Maine(6/11/2019)
RR
Maryland(6/11/2019)
RR
Massachusetts(6/11/2019)
RR
Michigan(6/11/2019)
IAR
Minnesota(8/18/2017)
RR
Minnesota(9/28/2018)
RR
Mississippi(6/11/2019)
RR
Missouri(6/11/2019)
RR
Montana(6/11/2019)
RR
Nebraska(6/11/2019)
RR
Nevada(6/11/2019)
RR
New Hampshire(6/11/2019)
RR
New Jersey(6/11/2019)
RR
New Mexico(6/11/2019)
RR
New York(6/11/2019)
RR
North Carolina(6/11/2019)
RR
North Dakota(6/11/2019)
RR
Ohio(6/11/2019)
RR
Oklahoma(6/11/2019)
RR
Oregon(6/11/2019)
RR
Pennsylvania(6/11/2019)
RR
Rhode Island(6/11/2019)
RR
South Carolina(6/11/2019)
RR
South Dakota(6/11/2019)
RR
Tennessee(6/11/2019)
RR
Texas(9/28/2018)
RR
Utah(6/11/2019)
RR
Vermont(6/11/2019)
RR
Virginia(6/11/2019)
RR
Washington(6/11/2019)
RR
West Virginia(6/11/2019)
RR
Wisconsin(6/11/2019)
RR
Wyoming(6/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
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Contact information
Main Address
80 South Eighth Street Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 904-6200
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,421 |
| AUM (Assets Under Management) | $ 6,877,591,654 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
