Phillip S. Sibert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Scott Sibert was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2019. Phillip had worked at 4 firms and has passed the Series 63, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2024 - September 22, 2025
ICAPITAL MARKETS LLC
January 6, 2022 - February 16, 2024
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
June 10, 2020 - December 17, 2021
VISION FINANCIAL MARKETS LLC
August 14, 2019 - March 25, 2020
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 7/15/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 10/20/2020
General Securities Representative ExaminationCurrent Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
