Andrew C. Marini
Professional summary
Andrew Connors Marini, who also goes by Andrew Marini, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Connors Marini's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2019 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016November 8, 2017 - July 23, 2019
VANGUARD MARKETING CORPORATION
August 11, 2017 - September 8, 2017
SECURIAN FINANCIAL SERVICES, INC.
August 11, 2017 - September 8, 2017
CRI SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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