Matthew W. Dockall

PRESIDIO FINANCIAL

HOUSTON, TX 77027

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CRD#: 6784937

Professional summary

Matthew W Dockall, CFP®, who also goes by Matthew Wallace Dockall, is a registered financial advisor currently at PRESIDIO FINANCIAL, LLC located in Houston, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Matthew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Wallace Dockall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pastoral Support Staff I coordinate a church event on Saturday Nights for the students Start: 11/01/2016 Address: 6218 Auden St Houston, TX 77005 8 non bus hrs per month Not investment related 2. Matthew Dockall, Sole Proprietor Insurance Agent Investment related Start:02/2017 Address: Houston, TX Hours: 30/mo with 20 during securities trading Description: Sales and service of insurance products 3. Dockall Financial Stewardship, LLC Managing Member Not-Investment related Start:01/2025 Address: Houston, TX Hours: 0/mo with 0 during securities trading Description: Holding Company for Presidio Financial, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew W Dockall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 25, 2019 - Present

PRESIDIO FINANCIAL, LLC

Office #1: 550 Post Oak Blvd Suite 407, Houston, TX 77027

RIA

CRD#: 300270

HOUSTON, TX

Past

July 21, 2017 - March 19, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

May 24, 2017 - March 19, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/13/2019)

IAR

Texas
(2/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2017

General Securities Representative Examination

Current Firm

PRESIDIO FINANCIAL, LLC

CRD#: 300270 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/13/2019 Approved)

Texas

Registered Investment Advisory firm - (2/25/2019 Approved)

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Contact information

Main Address

550 Post Oak Blvd Suite 407, Houston, TX 77027

Mailing Address

Phone number

(281) 789-8709

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	348
AUM (Assets Under Management)	$ 30,469,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew W. Dockall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew W Dockall's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESIDIO FINANCIAL, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2017

Current Firm

PRESIDIO FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRESIDIO FINANCIAL, LLC

TRUST BUT VERIFY

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