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Dalton K. Forsythe
TENCAP WEALTH COACHING
LOGAN, UT 84321
Some features on this profile are disabled
CRD#: 6784701
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Professional summary
Dalton Kaoao` Forsythe, who also goes by Dalton Forsythe, is a registered financial advisor currently at TENCAP WEALTH COACHING located in Logan, Utah.
Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Dalton has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dalton Forsythe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Freedom Ancillary Services - insurance services as an independent insurance agent. Spends approximately 5 hours per month during trading hours/ 1 hr during sec trading; Address: Logan, UT 84321; Start 05/2020. Freedom Financial Coaching, LLC; Inv Rel; RIA/Owner/IAR/CCO; advisory services; South Jordan, UT; Start 01/2024. Inclusive Sports Foundation; Not Inv Rel; CFO/Board Member-manage finances/collect donations; non-profit organization focuses on inclusivity in sports and activities for special needs individuals; Corona, CA; 20 hrs/mo; 10 hrs/mo during sec hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Dalton Kaoao` Forsythe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2024 - Present
TENCAP WEALTH COACHING
Office #1: 255 S Main Street Suite 120b, Logan, UT 84321RIA
CRD#: 166130
LOGAN, UT
Past
September 26, 2019 - October 31, 2025
FREEDOM FINANCIAL COACHING, LLC
RIA
CRD#: 299696
SMITHFIELD, UT
Past
July 27, 2018 - September 25, 2019
PEAK INVESTMENT COACHING, LLC
RIA
CRD#: 167757
LOGAN, UT
Past
June 12, 2018 - July 20, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NORTH LOGAN, UT
Past
November 17, 2017 - July 20, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NORTH LOGAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(10/14/2024)
IAR
Texas(5/3/2024)
IAR
Utah(3/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1314 West 11400 South Suite 201, South Jordan, UT 84095
Mailing Address
Phone number
(801) 221-2956
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 117,197,434 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
