RB
Ricardo E. Borges
MIURA CAPITAL
Miami, FL 33131
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CRD#: 6784430
RB
Professional summary
Ricardo Enrique Borges, who also goes by Ricardo E Borges, is a registered financial professional currently at MIURA CAPITAL, LLC located in Miami, Florida.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2017. Ricardo has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ricardo E Borges
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- R&F Investment Group LLC. This is a non Investment related company. Address is 3020 NW 125th Ave # 223, Sunrise FL 33323. nature of business is to export/import goods. Position held (manager) and business is not currently active. spent less than 1 hour per week for OBAs non of which were during securities trading hours. 2- B-Truck LLC. This is a non investment company. Address is 3020 NW 125TH AVE # 223 Sunrise FL 33323. This is a transportation business. Position held (Member- Manager). Business owned by Fernando Borges (brother) and my duties are of administrative nature if Fernando Borges is not available. update: Approx hours devoted to business during securities trading hours is zero; business is inactive. 3. RB Solutions - Fictitious name, located at 3020 NW 125th Ave #223 Sunrise, Fl 33323: Served as Manager of Sole proprietor that was used to export cell phones years ago. Business was owned with brother and is currently inactive. zero hours spent on this business during securities trading hours
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Enrique Borges's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2025 - Present
MIURA CAPITAL, LLC
Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131BD
CRD#: 146193
Miami, FL
Past
June 13, 2022 - January 4, 2024
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Tamarac, FL
Past
June 7, 2022 - January 4, 2024
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Tamarac, FL
Past
November 2, 2020 - April 12, 2022
AMERANT INVESTMENTS, INC.
RIA
CRD#: 117284
CORAL GABLES, FL
Past
October 23, 2020 - April 12, 2022
AMERANT INVESTMENTS, INC.
BD
CRD#: 117284
CORAL GABLES, FL
Past
June 8, 2017 - October 8, 2020
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MIAMI BEACH, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/10/2025)
RR
New York(2/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MIURA CAPITAL, LLC
MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Phone number
(305) 529-4700
Established
Florida since 06/20/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIURA CAPITAL, LLC
CRD#: 146193Miami, FL 33131TRUST BUT VERIFY
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