Nicholas J. Scaturro

ATCAP PARTNERS

New Yok, NY 10004

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CRD#: 6783933

Professional summary

Nicholas James Scaturro, who also goes by Nicholas Scaturro, Nick Scaturro, is a registered financial advisor currently at ATCAP PARTNERS, LLC located in New Yok, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Scaturro | Nick Scaturro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ATCAP PARTNERS, LLC, INVESTMENT RELATED, DALLAS, TX 75243, INDEPENDENT CONTRACTOR, START DATE: 07/2022, 40 HOURS/MONTH DURING TRADING HOURS, FINANCIAL SERVICES, FEE BASED ADVISORY BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Scaturro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2022 - Present

ATCAP PARTNERS, LLC

Office #1: 80 Broad Street 29th Floor, New Yok, NY, 10004

RIA

CRD#: 158214

New Yok, NY

Current

July 20, 2022 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 80 Broad Street 29th Floor, New York, NY 10004

CRD#: 37869

New York, NY

Past

January 24, 2019 - July 22, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK, NY

Past

August 15, 2018 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/30/2023)

Arizona
(7/20/2022)

California
(7/20/2022)

Colorado
(8/1/2022)

Connecticut
(2/2/2024)

District of Columbia
(12/11/2023)

Florida
(7/20/2022)

Georgia
(7/20/2022)

Illinois
(1/25/2024)

Kansas
(2/2/2024)

Louisiana
(7/20/2022)

Maryland
(7/18/2024)

Massachusetts
(1/18/2024)

Minnesota
(7/20/2022)

Missouri
(1/29/2025)

New Hampshire
(10/6/2025)

New Jersey
(7/20/2022)

New York
(7/20/2022)

IAR

New York
(7/22/2022)

North Carolina
(7/25/2022)

Ohio
(7/20/2022)

Oklahoma
(4/10/2025)

Pennsylvania
(7/20/2022)

South Carolina
(7/20/2022)

Tennessee
(6/17/2024)

Texas
(7/20/2022)

Virginia
(7/20/2022)

Washington
(5/29/2024)

Wisconsin
(7/20/2022)

Wyoming
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2018

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

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Contact information

Main Address

1445 Research Boulevard #530, Rockville, MD 20850

Mailing Address

Phone number

(866) 842-3356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Scaturro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Scaturro's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

Primary Firm SEC Registration

ATCAP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2018

FINRA

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATCAP PARTNERS, LLC

TRUST BUT VERIFY

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