Ariadne D. Clinton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ariadne Dawn Makris Clinton, who also goes by Ari Clinton, Ariadne Dawn Clinton, Ariadne Makris Clinton, Ariadne Clinton, Ari Makris, Ariadne Dawn Makris, was a registered financial professional .
Ariadne is a previously registered financial professional and started their career in finance in 2017. Ariadne had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2021 - October 11, 2022
AET INVESTMENT SERVICES, LLC
September 14, 2017 - June 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2017 - June 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AET INVESTMENT SERVICES, LLC
CRD#: 40878 / SEC#: , 8-49217
Contact information
Documents
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