Jacob Shamblott

BLUE LINE CAPITAL

Chicago, IL 60604

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CRD#: 6783412

Professional summary

Jacob Shamblott, who also goes by Jacob Thomas Shamblott, is a registered financial advisor currently at BLUE LINE CAPITAL located in Chicago, Illinois.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jacob has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Thomas Shamblott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Employee of BNY Mellon discussing banking, credit, and/or lending services provided by BNY Mellon N. A. which includes wealth management activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Shamblott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

BLUE LINE CAPITAL

Office #1: 141 W. Jackson Blvd Suite 2620, Chicago, IL 60604

RIA

CRD#: 304024

Chicago, IL

Past

July 11, 2023 - December 13, 2023

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

CHICAGO, IL

Past

July 11, 2023 - December 13, 2023

BNY MELLON SECURITIES CORPORATION

CRD#: 231

CHICAGO, IL

Past

June 14, 2022 - April 19, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

June 14, 2022 - April 19, 2023

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

October 2, 2017 - November 18, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GLENVIEW, IL

Past

July 28, 2017 - November 18, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GLENVIEW, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/6/2025)

IAR

Florida
(6/4/2024)

IAR

Illinois
(3/18/2024)

IAR

Michigan
(12/17/2024)

IAR

New Jersey
(4/24/2025)

IAR

New York
(4/15/2024)

IAR

North Carolina
(10/15/2024)

IAR

South Dakota
(12/5/2024)

IAR

Texas
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2017

General Securities Representative Examination

Current Firm

BLUE LINE CAPITAL

BLUE LINE CAPITAL | BLUE LINE CAPITAL, LLC

CRD#: 304024 / SEC#:

California

Registered Investment Advisory firm - (5/6/2025 Approved)

Florida

Registered Investment Advisory firm - (3/17/2023 Approved)

Illinois

Registered Investment Advisory firm - (7/24/2019 Approved)

Michigan

Registered Investment Advisory firm - (12/12/2024 Approved)

New Jersey

Registered Investment Advisory firm - (3/13/2025 Approved)

New York

Registered Investment Advisory firm - (7/18/2022 Approved)

North Carolina

Registered Investment Advisory firm - (10/14/2024 Approved)

South Dakota

Registered Investment Advisory firm - (12/5/2024 Approved)

Texas

Registered Investment Advisory firm - (2/4/2020 Approved)

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Contact information

Main Address

141 W. Jackson Blvd Suite 2620, Chicago, IL 60604

Mailing Address

Phone number

(312) 837-3944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 42,529,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob Shamblott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Shamblott's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE LINE CAPITAL

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/28/2017

Current Firm

BLUE LINE CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE LINE CAPITAL

TRUST BUT VERIFY

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