RM
Ramiro R. Mascorro
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CRD#: 6783373
RM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramiro Rene Mascorro, who also goes by Rene R. Mascorro, Ramiro Mascorro, was a registered financial professional .
Ramiro is a previously registered financial professional and started their career in finance in 2017. Ramiro had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rene R. Mascorro | Ramiro Mascorro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 13, 2021 - December 10, 2021
NOBLEBRIDGE WEALTH
RIA
CRD#: 146612
Cedar Park, TX
Past
June 15, 2020 - June 17, 2021
BUCKMAN ADVISORY GROUP LLC
RIA
CRD#: 131688
leander, TX
Past
June 5, 2020 - April 20, 2021
BUCKMAN, BUCKMAN & REID, INC.
BD
CRD#: 23407
BOCA RATON, FL
Past
April 12, 2019 - June 18, 2020
NOBLEBRIDGE WEALTH
RIA
CRD#: 146612
Mooresvile, NC
Past
December 21, 2017 - April 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNTERSVILLE, NC
Past
August 25, 2017 - April 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNTERSVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOBLEBRIDGE WEALTH
19 ADVISOR | WEALTHPOINT INVESTMENT ADVISORS, LLC | NORTHERN VIRGINIA WEALTH MANAGEMENT | NOBLEBRIDGE WEALTH MANAGEMENT, LLC | NOBLEBRIDGE WEALTH & ASSET MANAGEMENT SERVICES | NOBLEBRIDGE WEALTH | LEGACY WEALTH SOLUTIONS | CROSS CREEK WEALTH MANAGEMENT ADVISORS | CROSS CREEK FINANCIAL | CROSS CREEK CAPITAL MANAGEMENT, LLC | CROSS CREEK ASSET MANAGEMENT
CRD#: 146612 / SEC#: 801-126246
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Connecticut
Registered Investment Advisory firm - (12/23/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/2/2022 Terminated)Florida
Registered Investment Advisory firm - (8/2/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Maryland
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/16/2022 Terminated)New York
Registered Investment Advisory firm - (8/2/2022 Terminated)North Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/2/2022 Terminated)South Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NOBLEBRIDGE WEALTH
19 ADVISOR | WEALTHPOINT INVESTMENT ADVISORS, LLC | NORTHERN VIRGINIA WEALTH MANAGEMENT | NOBLEBRIDGE WEALTH MANAGEMENT, LLC | NOBLEBRIDGE WEALTH & ASSET MANAGEMENT SERVICES | NOBLEBRIDGE WEALTH | LEGACY WEALTH SOLUTIONS | CROSS CREEK WEALTH MANAGEMENT ADVISORS | CROSS CREEK FINANCIAL | CROSS CREEK CAPITAL MANAGEMENT, LLC | CROSS CREEK ASSET MANAGEMENT
CRD#: 146612 / SEC#: 801-126246
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Connecticut
Registered Investment Advisory firm - (12/23/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/2/2022 Terminated)Florida
Registered Investment Advisory firm - (8/2/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Maryland
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/16/2022 Terminated)New York
Registered Investment Advisory firm - (8/2/2022 Terminated)North Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/2/2022 Terminated)South Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
North Caldwell, NJ
Mailing Address
28 Valley Road, Montclair, NJ 07042
Phone number
+1 (866) 798-0354
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 152,940,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
