Patrick M. Burke

133 LEGACY

Campobello, SC

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CRD#: 6783359

Professional summary

Patrick Mathias Burke JR, who also goes by Patrick Mathias Burke Jr, Patrick Mathias Burke, Patrick Burke, is a registered financial advisor currently at 133 LEGACY located in Campobello, South Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Mathias Burke Jr | Patrick Mathias Burke | Patrick Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent since 06/2021; Campobello, SC; investment related; sell insurance products; 5 hrs/mo Redemption Solar & Roofing; roofing contractor; 06/2025; Campobello, SC; not investment related; roofing; 10 hours/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Mathias Burke JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

133 LEGACY

RIA

CRD#: 328921

Campobello, SC

Past

November 3, 2021 - November 8, 2022

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Campobello, SC

Past

November 3, 2021 - November 8, 2022

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

July 12, 2021 - September 20, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

GREENVILLE, SC

Past

July 6, 2021 - September 20, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GREENVILLE, SC

Past

July 11, 2017 - June 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

May 18, 2017 - June 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/6/2024)

IAR

South Carolina
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2017

General Securities Representative Examination

Current Firm

133 LEGACY

133 LEGACY | 133 LEGACY PLANNING GROUP LLC

CRD#: 328921 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/6/2024 Approved)

South Carolina

Registered Investment Advisory firm - (1/4/2024 Approved)

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Contact information

Main Address

Campobello, SC

Mailing Address

Phone number

(864) 279-0621

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 2,073,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick M. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Mathias Burke JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

133 LEGACY

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2017

Current Firm

133 LEGACY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

133 LEGACY

TRUST BUT VERIFY

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