Mark Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Sheridan, who also goes by Mark Sheridan, Mark Mackenzie Sheridan, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2018. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2024 - June 15, 2026
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
July 1, 2024 - July 19, 2024
FOCUS PARTNERS WEALTH, LLC
August 17, 2023 - July 1, 2024
BUCKINGHAM STRATEGIC WEALTH, LLC
June 6, 2022 - June 30, 2023
MML INVESTORS SERVICES, LLC
May 10, 2022 - June 30, 2023
MML INVESTORS SERVICES, LLC
October 1, 2021 - April 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2021 - April 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 26, 2021 - August 16, 2021
CUTTER & COMPANY, INC.
March 4, 2019 - May 24, 2021
LPL FINANCIAL LLC
June 23, 2018 - December 18, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/16/2019
General Securities Representative ExaminationCurrent Firm
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 78,053 |
| AUM (Assets Under Management) | $ 32,238,330,999 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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