Mark Sheridan

FOCUS PARTNERS ADVISOR SOLUTIONS

ST. LOUIS, MO 63105

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CRD#: 6782436

Professional summary

Mark Sheridan, who also goes by Mark Sheridan, Mark Mackenzie Sheridan, is a registered financial advisor currently at FOCUS PARTNERS ADVISOR SOLUTIONS, LLC located in St. Louis, Missouri.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mark has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Sheridan | Mark Mackenzie Sheridan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: WILD HORSE MEDIA INV REL: Y ADD: 1446 HERITAGE LNDG., APT 104, SAINT CHARLES, MO 63303-8462 NATURE: DIGITAL MARKETING CONTENT CREATION POSITION: CO-OWNER START DATE: 02/22/2023 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RESPONSIBLE FOR CAPTURING AERIAL DRONE FOOTAGE (FOLLOWING FAA PART 107 REGULATIONS) AND USING IT TO CREATE DIGITAL MARKETING CONTENT FOR BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Sheridan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

Office #1: 190 Carondelet Plaza Suite 1475, St. Louis, MO 63105

RIA

CRD#: 143319

ST. LOUIS, MO

Past

July 1, 2024 - July 19, 2024

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

ST. LOUIS, MO

Past

August 17, 2023 - July 1, 2024

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

ST LOUIS, MO

Past

June 6, 2022 - June 30, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Chesterfield, MO

Past

May 10, 2022 - June 30, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

Chesterfield, MO

Past

October 1, 2021 - April 21, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 2021 - April 21, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 26, 2021 - August 16, 2021

CUTTER & COMPANY, INC.

CRD#: 22449

ST. PETERS, MO

Past

March 4, 2019 - May 24, 2021

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS, MO

Past

June 23, 2018 - December 18, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAINT LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

BAM ADVISOR SERVICES, LLC | LORING WARD | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | CHARLESTON INVESTMENT ADVISORS | BUCKINGHAM STRATEGIC PARTNERS, LLC

CRD#: 143319 / SEC#: 801-67641

RIA

Registered Investment Advisory firm - (2/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/23/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

BAM ADVISOR SERVICES, LLC | LORING WARD | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | CHARLESTON INVESTMENT ADVISORS | BUCKINGHAM STRATEGIC PARTNERS, LLC

CRD#: 143319 / SEC#: 801-67641

RIA

Registered Investment Advisory firm - (2/1/2007 Approved)

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Contact information

Main Address

190 Carondelet Plaza Suite 600, St. Louis, MO 63105

Mailing Address

Phone number

(314) 725-0455

Established

Firm type

Fiscal year end

# of Employees

368

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/27/2025)

ADV PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	78,053
AUM (Assets Under Management)	$ 32,238,330,999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark Sheridan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Sheridan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS PARTNERS WEALTH, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CUTTER & COMPANY, INC.

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2020

Series 63

Date: 11/3/2018

Series 7TO

Date: 9/16/2019

SIE

Date: 10/1/2018

Series 6

Date: 6/23/2018

Current Firm

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

TRUST BUT VERIFY

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