Amber Y. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Yvana Lucas, who also goes by Amber Hawkinson, Amber Lucas, Amber Yvana Poindexter Lucas, Amber Yvana Poindexter-lucas, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2017. Amber had worked at 2 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2023 - May 9, 2023
ALLIANCE-ONE INVESTMENTS, LLC
December 8, 2017 - August 9, 2021
EDWARD JONES
October 17, 2017 - August 9, 2021
EDWARD JONES
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/27/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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