Alexander M. Page

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT

Walnut Creek, CA

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CRD#: 6781446

Professional summary

Alexander Michael Page is a registered financial advisor currently at PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC located in Walnut Creek, California.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alexander has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Page Capital Insurance Investment Related 977 Snyder Lane, Walnut Creek, California, 94598 Offering insurance products and receive customary fees as a result of insurance sales. Licensed insurance agent/broker 160hrs/mos 4hrs during trading hours Agent/broker for insurance products. Saint Mary's Elementary School Finance Board Commitee. Not Investment Related. 1158 Bont Lane, Walnut Creek, CA 94596. Board. 11/31/2023. 2 HRS /Per Quarter. 0 HRS/Trading HRS. Budgeting, Reconciliation, create/run programs designed to help with school upgrades, maintenance, and salary increases for teachers to help retain talent. Board Member position is unpaid and strictly voluntary. Additional duties include, review financials, discuss tuition increases, review capital plans.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Michael Page's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2022 - Present

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 323081

Walnut Creek, CA

Past

August 4, 2017 - September 30, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Pleasanton, CA

Past

June 13, 2017 - September 30, 2022

MORGAN STANLEY

CRD#: 149777

Pleasanton, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2017

General Securities Representative Examination

Current Firm

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 323081 / SEC#: 801-126526

RIA

Registered Investment Advisory firm - (2/10/2023 Terminated)

California

Registered Investment Advisory firm - (2/9/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Walnut Creek, CA

Mailing Address

Phone number

(925) 216-4624

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 45,960,024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander M. Page

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Michael Page's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2017

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2017

Current Firm

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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