BD
Beth A. Doehler
TRANSAMERICA FINANCIAL ADVISORS
Gold River, CA 95670
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CRD#: 6781375
BD
Professional summary
Beth Ann Doehler, who also goes by Beth Ann Bowling, Beth Ann Webber, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Gold River, California.
Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Beth has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beth Ann Bowling | Beth Ann Webber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. VILLA L'AUBERGE OWNER ASSOCIATIONS; 3/9/2002; PRESIDENT, BOARD OF DIRECTORS; INVESTMENT RELATED-NO; 5900 PASTEUR COURT STE 200 CARLSBAD CA 92008; HOURS 2; PRESIDE OVER QUARTERLY BOARD MEETINGS, ANNUAL OWNERS MEETING, BUDGET MEETING; APPROVED WITH RESTRICTIONS BETH DOEHLER, TAX PREPARER; 11/30/1998; SOLE PROPRIETOR; INVESTMENT RELATED-NO; PO BOX 2072 MONROVIA CA 91017; HOURS 10; TAX PREPARATION DURING TAX SEASON FOR INDIVIDUALS AND SMALL BUSINESSES. LESS THAN 20 CLIENTS EACH YEAR; APPROVED WITH RESTRICTIONS EVOLUTION OF LIFE, INC./Investment Related - No/P.O. BOX 2072, MONROVIA, CA 91017 626-665-3023/CORPORATION CREATED 2 YEARS AGO TO PROVIDE BUSINESS, ACCOUNTING, TAX CONSULTING FOR SMALL BUSINESSES. THERE HAS BEEN NO ACTIVITY./PRESIDENT / TREASURER/04.2015/10/0/CONSULTING, BOOKKEEPING, TAX PREPARATION FOR SMALL BUSINESSES. Beth Doehler, Notary Public/1190-present / INVESTMENT RELATED: NO / P.O Box 2072 Monrovia, CA 91017 / Notary Public /Notary Public/ hrs work monthly: .05 / Sec trading hrs: 0 / occasional notarization of signature Stella Health Insurance Agency/No/5900 S Eastern Ave. Suite 158 Commerce CA 90040/Medicare Insurance/Sales Representative/10/15/2020/40/2/present and sell Medicare Insurance options to existing and potential Medicate Eligible Beneficiaries ROBERT HALF/ACCOUNT TEMPS / INVESTMENT RELATED: NO / 3633 INLAND EMPIRE BLVD SUITE 955, ONTARIO CA 91764 / STAFF ACCOUNTANT - ACCOUNTING SUPPORT ON A TEMPORARY BASIS / HOURS PER MONTH: 160 / HOURS DURING SECURITIES TRADING HOURS: 6 / APPROVED WITHOUT RESTRICTIONS URBAN COMPASS / INVESTMENT RELATED: NO / COMMISSION SPECIALIST - CALCULATE REALTOR COMMISSIONS, RESEARCH ERRORS AND CORRECT. NO SECURITIES OR SALES INVOLVED, NO CHECK SIGNING AUTHORITY. HOURLY, NON-EXEMPT POSITION / 90 5TH AVENUE NEW YORK, NY 10011 / HOURS PER MONTH: 160 / HOURS DURING SECURITIES TRADING HOURS: 5/ APPROVED WITHOUT RESTRICTIONS CHAMPION HEALTH, INC. POSITION: agent NATURE: Health Insurance Supplement INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2023 ADDRESS: 7272 E Indian School Rd., #540, Scottsdale AZ 85251, United States DESCRIPTION: Contacting employers regarding the employer/employee of the benefits the Champ Plan offers. (See www.champplan.com website) benefits are too numerous to list. One of the benefits to the employee is having access to a Tele-Doc. Champ Plan is designed to increase the overall health of the employee, therefore, reducing the use of urgent care visits and hospital admissions.
CRS (Client Relationship Summary) - RIA
Click below to view Beth Ann Doehler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Beth Ann Doehler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2017 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11344 Coloma Rd Suite 240, Gold River, CA 95670RIA
BD
CRD#: 16164
Gold River, CA
Current
June 17, 2017 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11344 Coloma Rd Suite 240, Gold River, CA 95670RIA
BD
CRD#: 16164
Gold River, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/3/2017)
IAR
California(10/17/2017)
RR
Ohio(3/31/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Gold River, CA 95670TRUST BUT VERIFY
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