BS
Brent Sabati
MODERN FINANCIAL
MONUMENT, CO 80132
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CRD#: 6781249
BS
Professional summary
Brent Sabati, who also goes by Brent Walter Yoshikage Sabati, is a registered financial advisor currently at MODERN FINANCIAL located in Monument, Colorado.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brent has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Walter Yoshikage Sabati
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT POSITION: Independent Contractor NATURE: Selling Life and Health Insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: DESCRIPTION: Selling insurance products ENT CREDIT UNION POSITION: Digital Content Specialist - Marketing NATURE: Digital Curriculum Coordinator - Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2020 ADDRESS: 7350 Campus Drive, Colorado Springs CO 80920 DESCRIPTION: Develop the curriculum and marketing channels for their online education center. ITHAKA LAND POSITION: board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 321 Mesa Rd, Colorado Springs CO 80905 DESCRIPTION: Uphold policies and procedures of board membership as stated in the by laws of the organization HOME FRONT MILITARY NETWORK POSITION: Council of Ambassadors NATURE: non profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1120 N. Circle Dr. Suite 230, Colorado Springs CO 80909 DESCRIPTION: Promote mission of the organization SAKURA FOUNDATION POSITION: Board Member: non profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 2 HOURS PER MONTH, 0 DURING TRADING HOURS. ASIAN CHAMBER OF COMMERCE COLORADO POSITION: Board member; NATURE: non-profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 4 HOURS PER MONTH, 0 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2021 - Present
MODERN FINANCIAL
Office #1: 16055 Old Forest Pt Suite 130-a, Monument, CO 80132RIA
CRD#: 317409
MONUMENT, CO
Past
June 16, 2020 - October 5, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DENVER, CO
Past
June 16, 2020 - October 5, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DENVER, CO
Past
October 12, 2018 - June 9, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
COLORADO SPRINGS, CO
Past
January 30, 2018 - June 9, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
COLORADO SPRINGS, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(12/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MODERN FINANCIAL
MODERN FINANCIAL | MODERN FINANCIAL ASSET MANAGEMENT, LLC
CRD#: 317409 / SEC#:
Colorado
Registered Investment Advisory firm - (1/3/2022 Approved)New Mexico
Registered Investment Advisory firm - (11/13/2025 Termination Requested)Texas
Registered Investment Advisory firm - (10/4/2024 Approved)Virginia
Registered Investment Advisory firm - (11/13/2025 Termination Requested)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16055 Old Forest Pt Suite 130-a, Monument, CO 80132
Mailing Address
Phone number
(808) 341-0103
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 306 |
| AUM (Assets Under Management) | $ 24,581,054 |
Red Flags
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Company Information
MODERN FINANCIAL
CRD#: 317409Monument, CO 80132TRUST BUT VERIFY
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