HS
Henry E. Sholl
ARIEL INVESTMENTS
Chicago, IL 60601-6505
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CRD#: 6781089
HS
Professional summary
Henry Edward Sholl, CFP®, who also goes by Henry Sholl, is a registered financial advisor currently at ARIEL INVESTMENTS, LLC located in Chicago, Illinois and ARIEL DISTRIBUTORS, LLC located in Chicago, Illinois.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Henry has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henry Sholl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Edward Sholl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 30, 2021 - Present
ARIEL INVESTMENTS, LLC
Office #1: 200 East Randolph Street Suite 2900, Chicago, IL 60601-6505RIA
CRD#: 108211
Chicago, IL
Current
August 30, 2021 - Present
ARIEL DISTRIBUTORS, LLC
Office #1: 200 East Randolph Street Suite 2900, Chicago, IL 60601Office #2: 200 East Randolph Street Suite 2900, Chicago, IL 60601BD
CRD#: 38333
Chicago, IL
Past
September 21, 2017 - August 5, 2021
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
CHICAGO, IL
Past
June 21, 2017 - August 5, 2021
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARIEL INVESTMENTS, LLC
ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.
CRD#: 108211 / SEC#: 801-18767
RIA
Registered Investment Advisory firm - (4/15/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2021)
RR
Alaska(8/30/2021)
RR
Arizona(8/30/2021)
RR
Arkansas(8/30/2021)
RR
California(8/30/2021)
RR
Colorado(8/30/2021)
RR
Connecticut(8/30/2021)
RR
Delaware(8/30/2021)
RR
District of Columbia(8/30/2021)
RR
Florida(8/30/2021)
RR
Georgia(8/30/2021)
RR
Hawaii(8/30/2021)
RR
Idaho(8/30/2021)
RR
Illinois(8/30/2021)
IAR
Illinois(8/30/2021)
RR
Indiana(8/30/2021)
RR
Iowa(8/30/2021)
RR
Kansas(8/30/2021)
RR
Kentucky(8/30/2021)
RR
Louisiana(8/30/2021)
RR
Maine(8/30/2021)
RR
Maryland(8/30/2021)
RR
Massachusetts(8/30/2021)
RR
Michigan(8/30/2021)
RR
Minnesota(8/30/2021)
RR
Mississippi(8/30/2021)
RR
Missouri(8/30/2021)
RR
Montana(8/30/2021)
RR
Nebraska(8/30/2021)
RR
Nevada(8/30/2021)
RR
New Hampshire(8/30/2021)
RR
New Jersey(8/30/2021)
RR
New Mexico(8/30/2021)
RR
New York(8/30/2021)
RR
North Carolina(8/30/2021)
RR
North Dakota(8/30/2021)
RR
Ohio(8/30/2021)
RR
Oklahoma(8/30/2021)
RR
Oregon(8/30/2021)
RR
Pennsylvania(8/30/2021)
RR
Puerto Rico(8/30/2021)
RR
Rhode Island(8/30/2021)
RR
South Carolina(8/30/2021)
RR
South Dakota(8/30/2021)
RR
Tennessee(8/30/2021)
RR
Texas(8/30/2021)
RR
Utah(8/30/2021)
RR
Vermont(8/30/2021)
RR
Virgin Islands(8/30/2021)
RR
Virginia(8/30/2021)
RR
Washington(8/30/2021)
RR
West Virginia(8/30/2021)
RR
Wisconsin(8/30/2021)
RR
Wyoming(8/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ARIEL INVESTMENTS, LLC
ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.
CRD#: 108211 / SEC#: 801-18767
RIA
Registered Investment Advisory firm - (4/15/1983 Approved)PREMIUM
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Contact information
Main Address
200 East Randolph Street Suite 2900, Chicago, IL 60601-6505
Mailing Address
Phone number
(312) 726-0140
Established
Firm type
Fiscal year end
# of Employees
120
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 12,369,706,772 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
