LH
Lin Han
LANDOLT SECURITIES
Dallas, TX 75230
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CRD#: 6781075
LH
Lin HanLANDOLT SECURITIES
Professional summary
Lin Han, CFP®, who also goes by Lilly Han, is a registered financial professional currently at LANDOLT SECURITIES, INC. located in Dallas, Texas.
Lin is registered as a RR (Registered Representative) and started their career in finance in 2017. Lin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Lilly Han
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)TKC Risk Advisor LLC; selling non-securities insurance products. Located at 12900 Preston Rd, Ste 700, Dallas, Tx 75230. Expected time 5 hrs. week during trading hours, started 5/2016. 2.) TKC Wealth Management, LLC, started 9/2017, investment related, managing fee based brokerage accounts, approx 20 hrs during market hrs., 12900 Preston Rd, Ste 700, Dallas, Tx 75230. 3) Landolt Securities a broker dealer, investment related, aprox 16 hrs. wk during market hrs, start date 1/22/18, branch office TK Chen Financial Services, 12900 Preston Rd., Ste 700, Dallas, TX 75230, offer security products an support to other RR.
CRS (Client Relationship Summary) - BD
Click below to view Lin Han's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 22, 2018 - Present
LANDOLT SECURITIES, INC.
Office #1: 12900 Preston Rd Suite 700, Dallas, TX 75230RIA
BD
CRD#: 28352
Dallas, TX
Past
July 24, 2017 - December 31, 2025
TKC WEALTH MANAGEMENT LLC
RIA
CRD#: 158498
DALLAS, TX
Past
May 1, 2017 - November 15, 2017
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LANDOLT SECURITIES, INC.
FISN | WESTPORT ADVISORY GROUP | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LINKS FINANCIAL SERVICES | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: 801-135200, 8-43645
RIA
Registered Investment Advisory firm - SEC (2/23/2026 Approved)Illinois
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Indiana
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (3/3/2026 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/25/2026 Terminated)Texas
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Wyoming
Registered Investment Advisory firm - SEC (2/24/2026 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(1/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | WESTPORT ADVISORY GROUP | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LINKS FINANCIAL SERVICES | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: 801-135200, 8-43645
RIA
Registered Investment Advisory firm - SEC (2/23/2026 Approved)Illinois
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Indiana
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (3/3/2026 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/25/2026 Terminated)Texas
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (2/24/2026 Terminated)Wyoming
Registered Investment Advisory firm - SEC (2/24/2026 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
14
SEC notice filing (14 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 137,829,035 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LANDOLT SECURITIES, INC.
CRD#: 28352Dallas, TX 75230TRUST BUT VERIFY
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