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Timothy Seamus Hamilton

Timothy Seamus Hamilton

CFP®
COMPOUND PLANNING
Irvine, CA
·CRD# 6780937·14 years registered

Professional Summary

Timothy Seamus Hamilton, CFP® is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Irvine, California. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Timothy has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$50K–$100K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Investment Management
  • Financial Planning
  • Retirement Planning
  • Cashflow & Budgeting
  • Education Funding
  • Estate & Legacy Planning
  • Tax Planning

Biography

Tim is a Senior Vice President and Wealth Management Advisor, and a member of the Atlas Private Wealth Management’s Investment Committee. Before joining Atlas in 2015, he worked for seven years at an investment management firm based in Western New York in operational, trading, planning, and client management roles. Tim is a graduate of the University of Rochester where he obtained a Bachelor of Arts in economics. He also played football for the Yellowjackets. He...

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2013

Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

COMPOUND PLANNING, INC.Current·CRD# 171787
RIA
20 Executive Park Suite 120, Irvine, CA 92614
May 26, 2023 - Present

Past

ATLAS PRIVATE WEALTH MANAGEMENT, LLCPast·CRD# 145331
RIA
New York, NY
April 14, 2017 - May 30, 2023

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Current Firm

CP
COMPOUND PLANNING, INC.

ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - SEC (7/1/2022 Approved)
California
Registered Investment Advisory firm - California (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/14/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

115 Broadway 5th Floor, New York, NY 10006

Mailing Address

169 Madison Avenue Suite 15201, New York, NY 10016

Phone Number

(888) 533-9364

# of Employees

119

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (10/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,708

AUM (Assets Under Management)

$4,848,634,144

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.

ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - SEC (7/1/2022 Approved)
California
Registered Investment Advisory firm - California (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/14/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Minnesota
(5/26/2023)
IAR
New York
(5/26/2023)
IAR
Texas
(5/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2012About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Seamus Hamilton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Timothy

  • Investment Management
  • Financial Planning
  • Retirement Planning
  • Cashflow & Budgeting
  • Education Funding
  • Estate & Legacy Planning
  • Tax Planning

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