Tyler J. Hentges

TOWNSEND

Westminster, CO 80234

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CRD#: 6780869

Professional summary

Tyler John Hentges, who also goes by Tyler John Hentges, is a registered financial advisor currently at TOWNSEND located in Westminster, Colorado and PRIVATE CLIENT SERVICES, LLC located in Westminster, Colorado.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Tyler has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler John Hentges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler John Hentges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

TOWNSEND

Office #1: 2761 W. 120th Ave., Suite 200, Westminster, CO 80234

RIA

CRD#: 113681

Westminster, CO

Current

August 14, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2761 W 120th Ave #200, Westminster, CO 80234

RIA

CRD#: 120222

Westminster, CO

Past

November 4, 2021 - February 18, 2025

WAMBOLT & ASSOCIATES, LLC

RIA

CRD#: 153454

LITTLETON, CO

Past

December 3, 2019 - October 27, 2021

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

ARVADA, CO

Past

July 15, 2019 - October 27, 2021

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

ARVADA, CO

Past

August 29, 2017 - September 20, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/14/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/3/2018

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

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Contact information

Main Address

2761 W. 120th Ave., Suite 200, Westminster, CO 80234

Mailing Address

Phone number

(303) 452-5986

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (10/20/2025)

Regulatory assets under management

Total Number of Accounts	1,491
AUM (Assets Under Management)	$ 1,276,115,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler J. Hentges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler John Hentges's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WAMBOLT & ASSOCIATES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

TOWNSEND

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2019

Series 63

Date: 10/25/2017

Series 7TO

Date: 8/14/2025

SIE

Date: 9/20/2018

Series 7

Date: 8/29/2017

Series 9

Date: 2/3/2018

FINRA

Current Firm

TOWNSEND

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOWNSEND

TRUST BUT VERIFY

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