RH
Robert A. Herdoiza
STONEBRIDGE FINANCIAL GROUP
Grand Rapids, MI 49546
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CRD#: 6780481
RH
Professional summary
Robert Andrew Herdoiza, AIF®, who also goes by Bob Herdoiza, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in Grand Rapids, Michigan and OSAIC WEALTH, INC. located in Grand Rapids, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Herdoiza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Global Financial Group Advisors LLC; investment related;125 Ottawa Avenue,Suite 357,Grand Rapids,MI 49503;investment advisory services;partner;4/2017;160 hrs/month;6.5 hrs during trading;overall management,prospecting 2)The State Bank (Fentura Financial, Inc. -holding company) - elected to the board of directors of a community bank in Fenton, MI. Mr. Herdoiza does not make any financial instrument investment decisions on behalf of or as part of any committee of this financial institution. Started June 2023. 8 Hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Andrew Herdoiza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 12, 2017 - Present
STONEBRIDGE FINANCIAL GROUP
Office #1: 3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546RIA
CRD#: 166251
Grand Rapids, MI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3333 Deposit Drive Suite 220, Grand Rapids, MI 49546Office #2: 159 N. Sangamon St Suite 200, Chicago, IL 60607RIA
BD
CRD#: 23131
GRAND RAPIDS, MI
Past
April 13, 2017 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL GROUP
GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC
CRD#: 166251 / SEC#: 801-110584
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Illinois
Registered Investment Advisory firm - (5/30/2017 Terminated)Michigan
Registered Investment Advisory firm - (6/27/2017 Terminated)Texas
Registered Investment Advisory firm - (6/26/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(6/12/2017)
RR
Michigan(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STONEBRIDGE FINANCIAL GROUP
GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC
CRD#: 166251 / SEC#: 801-110584
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Illinois
Registered Investment Advisory firm - (5/30/2017 Terminated)Michigan
Registered Investment Advisory firm - (6/27/2017 Terminated)Texas
Registered Investment Advisory firm - (6/26/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546
Mailing Address
Phone number
(855) 530-0500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 652,339,848 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEBRIDGE FINANCIAL GROUP
CRD#: 166251Grand Rapids, MI 49546TRUST BUT VERIFY
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