JF
Jhereg Fillmore
HORNOR, TOWNSEND & KENT
Colonial Heights, VA 23834
Some features on this profile are disabled
CRD#: 6780480
JF
Professional summary
Jhereg Fillmore, who also goes by Jay Fillmore, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Colonial Heights, Virginia.
Jhereg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jhereg has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Fillmore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ACTIVITY: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: NA | POSITION HELD: AGENT | ADDRESS: 110 C NORFOLK AVE, COLONIAL HEIGHTS, VA 23834 | START DATE: 05/18/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 110 C NORFOLK AVE, COLONIAL HEIGHTS, VA 23834 | START DATE: 05/18/2023 | NATURE OF ACTIVITY: FINANCIAL ADVISOR | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 3) NAME OF ACTIVITY: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: NAVIGON FINANCIAL | POSITION HELD: AGENT | ADDRESS: 3816 N ELM ST, SUITE A, GREENSBORO, NC 27455 | START DATE: 05/18/2023 | NATURE OF ACTIVITY: FINANCIAL ADVISOR | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 4) ELEVATE FINANCIAL GROUP |POSITION: Agent NATURE: Life Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2024 | ADDRESS: 110 Norfolk Ave., Suite C, Colonial Heights VA 23834 | DESCRIPTION: Up to this point, we have been operating under HTK. Moving forward, we will continue providing financial services to our clients under this new DBA (Elevate Financial Group).
CRS (Client Relationship Summary) - RIA
Click below to view Jhereg Fillmore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jhereg Fillmore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 110 C Norfolk Ave, Colonial Heights, VA 23834Office #2: 3816 North Elm Street Suite A, Greensboro, NC 27455RIA
BD
CRD#: 4031
Colonial Heights, VA
Current
May 18, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 110 C Norfolk Ave, Colonial Heights, VA 23834Office #2: 3816 North Elm Street Suite A, Greensboro, NC 27455RIA
BD
CRD#: 4031
Colonial Heights, VA
Past
March 11, 2022 - May 19, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
COLONIAL HEIGHTS, VA
Past
January 19, 2022 - May 19, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
COLONIAL HEIGHTS, VA
Past
May 5, 2017 - December 13, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2025)
RR
Alaska(3/20/2025)
RR
California(12/5/2023)
RR
Colorado(11/13/2023)
RR
Florida(5/18/2023)
RR
Georgia(12/5/2023)
RR
Idaho(5/18/2023)
RR
Indiana(3/20/2025)
RR
Maine(8/4/2023)
RR
Maryland(11/20/2023)
RR
Massachusetts(12/5/2023)
RR
Michigan(7/9/2024)
RR
Minnesota(11/6/2024)
RR
New Jersey(10/11/2023)
RR
New York(12/5/2023)
RR
North Carolina(5/18/2023)
IAR
North Carolina(12/19/2023)
RR
Ohio(12/5/2023)
RR
Oklahoma(4/16/2025)
RR
Pennsylvania(7/27/2023)
RR
South Carolina(6/30/2023)
RR
Tennessee(12/5/2023)
RR
Texas(5/18/2023)
IAR
Texas(4/29/2025)
RR
Utah(8/5/2025)
RR
Virginia(5/18/2023)
RR
West Virginia(2/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Colonial Heights, VA 23834TRUST BUT VERIFY
Monitor Jhereg Fillmore
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
