Joseph F. Boughan

PARKMOUNT FINANCIAL PARTNERS LLC | Financial Advisor

SCITUATE, MA 02066

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CRD#: 6780294

Professional summary

Joseph Francis Boughan IV, who also goes by Joseph Boughan, Joe Boughan, Joseph Francis Boughan, is a registered financial advisor currently at PARKMOUNT FINANCIAL PARTNERS LLC located in Scituate, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joseph has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Boughan | Joe Boughan | Joseph Francis Boughan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph Boughan; Non-Investment Related; 560 Country Way, Scituate, MA 02066; Insurance Sales; Licensed Insurance Agent; 03/29/2017; Offer term insurance and fixed annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Boughan IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2023 - Present

PARKMOUNT FINANCIAL PARTNERS LLC

Office #1: 50 Country Way Suite 203a, Scituate, MA 02066

RIA

CRD#: 323902

SCITUATE, MA

Past

August 17, 2017 - January 20, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

July 13, 2017 - January 20, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/29/2023)

IAR

Rhode Island
(1/9/2024)

IAR

Texas
(1/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2017

General Securities Representative Examination

Current Firm

PARKMOUNT FINANCIAL PARTNERS LLC

CRD#: 323902 / SEC#: 801-127185

RIA

Registered Investment Advisory firm - (12/1/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/29/2023 Approved)

Rhode Island

Registered Investment Advisory firm - (1/8/2024 Approved)

Texas

Registered Investment Advisory firm - (4/10/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

50 Country Way Suite 203a, Scituate, MA 02066

Mailing Address

867 Boylston Street 5th Floor #1635, Boston, MA 02116

Phone number

(617) 314-0399

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 25,255,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joseph F. Boughan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Boughan IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKMOUNT FINANCIAL PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2017

Current Firm

PARKMOUNT FINANCIAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARKMOUNT FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

Contact information

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