Jacob David Baker
Professional Summary
Jacob David Baker is a registered financial advisor currently at L&L FINANCIAL SERVICES, LLP located in Mobile, Alabama. Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jacob has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
L&L FINANCIAL SERVICES, LLP
Contact Information
Main Address
316 Bel Air Blvd. Suite 300, Mobile, AL 36606Phone Number
(251) 476-3600# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
31AUM (Assets Under Management)
$9,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/8/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jacob David Baker's CRS (Customer Relationship Summary).
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