Benjamin S. Smith

HORIZON WEALTH

Monmouth, OR 97361

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CRD#: 6779985

Professional summary

Benjamin Scott Smith, who also goes by Ben Smith, is a registered financial advisor currently at HORIZON WEALTH located in Monmouth, Oregon.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Scott Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

HORIZON WEALTH

Office #1: 1250 Main St. E. Suite B, Monmouth, OR 97361

RIA

CRD#: 333752

Monmouth, OR

Past

July 2, 2021 - May 8, 2025

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Monmouth, OR

Past

November 19, 2019 - June 30, 2021

ONEDIGITAL

RIA

CRD#: 106766

DENVER, CO

Past

April 10, 2017 - November 19, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Monmouth, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON WEALTH

HORIZON WEALTH | VISION WEALTH | HW TAX STRATEGIES | HORIZON WEALTH INVESTMENT SOLUTIONS LLC

CRD#: 333752 / SEC#: 801-134662

RIA

Registered Investment Advisory firm - (11/19/2025 Approved)

Colorado

Registered Investment Advisory firm - (11/21/2025 Terminated)

Missouri

Registered Investment Advisory firm - (11/19/2025 Terminated)

Oregon

Registered Investment Advisory firm - (11/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2015

Uniform Investment Adviser Law Examination

Current Firm

HORIZON WEALTH

HORIZON WEALTH | VISION WEALTH | HW TAX STRATEGIES | HORIZON WEALTH INVESTMENT SOLUTIONS LLC

CRD#: 333752 / SEC#: 801-134662

RIA

Registered Investment Advisory firm - (11/19/2025 Approved)

Colorado

Registered Investment Advisory firm - (11/21/2025 Terminated)

Missouri

Registered Investment Advisory firm - (11/19/2025 Terminated)

Oregon

Registered Investment Advisory firm - (11/24/2025 Terminated)

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Contact information

Main Address

650 S. Cherry St. Ste 825, Denver, CO 80246

Mailing Address

Phone number

(303) 777-7124

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/10/2026)

PART 2A BROCHURE (2/10/2026)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 147,239,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin S. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Scott Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZON WEALTH

IMPACT PARTNERSHIP WEALTH, LLC

ONEDIGITAL

BROOKSTONE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

HORIZON WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2015

Current Firm

HORIZON WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON WEALTH

TRUST BUT VERIFY

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