Benjamin Scott Smith
Professional Summary
Benjamin Scott Smith, who also goes by Ben Smith, is a registered financial advisor currently at HORIZON WEALTH located in Monmouth, Oregon and EMERSON EQUITY LLC located in Monmouth, Oregon. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Benjamin has worked at 5 firms and has passed the Series 63, Series 65, Series 82TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Smith
Similar Advisors
EDWARD JONES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDWARD JONES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDWARD JONES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDWARD JONES
Years of Experience
11 years in the financial services industry
Current & Past Employments
Similar Advisors
EDWARD JONES
Current Firm
HORIZON WEALTH | VISION WEALTH | HW TAX STRATEGIES | HORIZON WEALTH INVESTMENT SOLUTIONS LLC
Contact Information
Main Address
650 S. Cherry St. Ste 825, Denver, CO 80246Phone Number
(303) 777-7124# of Employees
7SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
485AUM (Assets Under Management)
$147,239,402Similar Advisors
EDWARD JONES
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
EDWARD JONES
Primary Firm SEC Registration
HORIZON WEALTH | VISION WEALTH | HW TAX STRATEGIES | HORIZON WEALTH INVESTMENT SOLUTIONS LLC
State Registrations and Notice Filings
(3/31/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2026About the Series 82TO examSRO Registrations
Similar Advisors
EDWARD JONES
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Scott Smith's CRS (Customer Relationship Summary).
Similar Advisors
EDWARD JONES
