Lauren Botcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Botcher, who also goes by Lauren Botcher Freedle, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2019. Lauren had worked at 3 firms and has passed the Series 66, Series 99TO, Series 79TO, Series 7TO, SIE, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2024 - September 23, 2024
HEIGHT ANALYTICS, LLC
July 29, 2022 - September 23, 2024
HEIGHT CAPITAL MARKETS
July 1, 2019 - April 6, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 25, 2019 - April 6, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 11/19/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/25/2019
General Securities Representative ExaminationCurrent Firm
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Contact information
Red Flags
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