Daniel M. Flath

CIRCLE WEALTH MANAGEMENT

Summit, NJ 07901

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CRD#: 6779657

Professional summary

Daniel Michael Flath, CFP® is a registered financial advisor currently at CIRCLE WEALTH MANAGEMENT, LLC located in Summit, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Flath's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 22, 2017 - Present

CIRCLE WEALTH MANAGEMENT, LLC

Office #1: 47 Maple Street Suite 201, Summit, NJ 07901Office #2: 126 East 56th Street 21st Floor, New York, NY, 10022

RIA

CRD#: 142878

Summit, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIRCLE WEALTH MANAGEMENT, LLC

CIRCLE ASSET MANAGEMENT | CIRCLE WEALTH MANAGEMENT, LLC | CIRCLE ASSET MANAGEMENT, LLC

CRD#: 142878 / SEC#: 801-67841

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/11/2017)

IAR

New York
(11/30/2021)

IAR

Texas
(5/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2011

Uniform Investment Adviser Law Examination

Current Firm

CIRCLE WEALTH MANAGEMENT, LLC

CIRCLE ASSET MANAGEMENT | CIRCLE WEALTH MANAGEMENT, LLC | CIRCLE ASSET MANAGEMENT, LLC

CRD#: 142878 / SEC#: 801-67841

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

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Contact information

Main Address

47 Maple Street Suite 201, Summit, NJ 07901

Mailing Address

Phone number

(908) 206-1306

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,040
AUM (Assets Under Management)	$ 12,479,780,365

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
03/27/2025	Cover Page	Report
05/06/2024	Cover Page	Report
05/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel M. Flath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Flath's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIRCLE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

CIRCLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2011

Current Firm

CIRCLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CIRCLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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