Thomas J. Green
Professional summary
Thomas James Green III, AIF®, who also goes by Thomas James Green, Thomas J Green, Thomas J. Green III, Tom Green, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wilmington, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thomas has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Green III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2025 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 101 N 3rd St Fl 3, Wilmington, NC 28401May 25, 2021 - May 13, 2024
ASCENSUS INVESTMENT ADVISORS, LLC
April 5, 2017 - December 31, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/7/2025)
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
