Maximilian X. Montanari
Professional summary
Maximilian Xavier Montanari, who also goes by Max X Montanari, is a registered financial professional currently at SAFRA SECURITIES LLC located in Boston, Massachusetts.
Maximilian is registered as a RR (Registered Representative) and started their career in finance in 2017. Maximilian has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maximilian Xavier Montanari's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2026 - Present
SAFRA SECURITIES LLC
Office #1: 30 Rowes Wharf Suite 2200, Boston, MA 02110September 29, 2023 - October 9, 2023
J.P. MORGAN SECURITIES LLC
April 24, 2017 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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