RE
Rush K. Evans
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES
Seattle, WA
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CRD#: 6778998
RE
Professional summary
Rush Kirk Evans IV, who also goes by Rush Kirk Evans, is a registered financial advisor currently at RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC located in Seattle, Washington.
Rush is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Rush has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rush Kirk Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rush Kirk Evans IV's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rush Kirk Evans IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2024 - Present
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
Office #2: 401 Union Street 18th Floor, Seattle, WA 98101RIA
BD
CRD#: 329
Seattle, WA
Current
December 11, 2024 - Present
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
Office #1: 401 Union St 18th Floor, Seattle, WA, 98101RIA
BD
CRD#: 329
SEATTLE, WA
Past
January 9, 2024 - August 29, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
Sausalito, CA
Past
November 10, 2021 - January 9, 2024
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
SAN FRANCISCO, CA
Past
May 1, 2021 - November 29, 2021
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SAN FRANCISCO, CA
Past
April 20, 2021 - August 29, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
San Francisco, CA
Past
July 6, 2018 - October 15, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AUSTIN, TX
Past
June 25, 2018 - October 15, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AUSTIN, TX
Past
September 14, 2017 - June 29, 2018
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
FRANK RUSSELL CO., INC. | RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC | RUSSELL INVESTMENTS | RUSSELL INVESTMENT GROUP | RUSSELL IMPLEMENTATION SERVICES, INC. PART OF RUSSELL INVMT GRP | RUSSELL IMPLEMENTATION SERVICES, INC. | RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS | RUSSELL IMPLEMENTATION SERVICES INC. | FRANK RUSSELL SECURITIES, INC. PART OF RUSSELL INVESTMENT GROUP | FRANK RUSSELL SECURITIES, INC.
CRD#: 329 / SEC#: 801-60335, 8-220
RIA
Registered Investment Advisory firm - SEC (6/13/2001 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(12/11/2024)
IAR
Washington(12/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
Current Firm
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
FRANK RUSSELL CO., INC. | RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC | RUSSELL INVESTMENTS | RUSSELL INVESTMENT GROUP | RUSSELL IMPLEMENTATION SERVICES, INC. PART OF RUSSELL INVMT GRP | RUSSELL IMPLEMENTATION SERVICES, INC. | RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS | RUSSELL IMPLEMENTATION SERVICES INC. | FRANK RUSSELL SECURITIES, INC. PART OF RUSSELL INVESTMENT GROUP | FRANK RUSSELL SECURITIES, INC.
CRD#: 329 / SEC#: 801-60335, 8-220
RIA
Registered Investment Advisory firm - SEC (6/13/2001 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
401 Union St 18th Floor 18th Floor, Seattle, WA, 98101
Mailing Address
401 Union St 18th Floor, Seattle, WA, 98101
Phone number
(206) 505-7877
Established
Washington since 06/02/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
589
SEC notice filing (2 States and Territories)
FINRA licenses (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC. | OWNER | |
| ALVAREZ, CARLOS CID | US BROKER-DEALER CHIEF COMPLIANCE OFFICER | 5689384 |
| CURRAN, AMY ELIZABETH | US ADVISER CHIEF COMPLIANCE OFFICER | 4876594 |
| EL-HILLOW, KATHERINE ANNE | DIRECTOR; PRESIDENT; CHIEF INVESTMENT OFFICER | 4889284 |
| LENZO, JASON ABRAM | DIRECTOR | 2972909 |
| OSTROVSKY, AARON ALEXANDER | DIRECTOR | 7851945 |
| PALTROWITZ, MARK DAVID | CHIEF RISK OFFICER | 2787627 |
| SIEGEL, DAVID ANDREW | FINANCIAL AND OPERATIONS PRINCIPAL | 7440274 |
| SURLOFF, HOWARD BRIAN | CHIEF LEGAL OFFICER | 7525747 |
Regulatory assets under management
| Total Number of Accounts | 152 |
| AUM (Assets Under Management) | $ 79,682,796,997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
