Kevin Finnegan
Professional summary
Kevin Finnegan, who also goes by Kevin Gregory Finnegan, is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas and APEX FINTECH BROKERAGE SERVICES located in Dallas, Texas.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Finnegan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2022 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201June 13, 2025 - Present
APEX FINTECH BROKERAGE SERVICES
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818 / SEC#: , 8-70414
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818Dallas, TX 75201TRUST BUT VERIFY
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