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NW

Nicholas A. Warlen

INTERCHANGE CLEARING
VANCOUVER, WA 98660
Some features on this profile are disabled
CRD#: 6778529
NW

Professional summary

Nicholas Andrew Warlen is a registered financial professional currently at INTERCHANGE CLEARING LLC located in Vancouver, Washington.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2026. Nicholas has worked at 1 firm and has passed the SIE and Series 57TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Andrew Warlen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

INTERCHANGE CLEARING LLC

Office #1: 700 Washington Street Suite 401, Vancouver, WA 98660
BD
CRD#: 332577
VANCOUVER, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 3/3/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/3/2026
Securities Trader Exam
SRO Registrations
RR
FINRA

Current Firm

IC
INTERCHANGE CLEARING LLC
INTERCHANGE CLEARING LLC

CRD#: 332577 / SEC#: , 8-71264

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Contact information

Main Address
700 Washington Street Suite 401, Vancouver, WA 98660
Mailing Address
700 Washington Street Suite 401, Vancouver, WA 98660
Phone number
+1 (855) 468-7934
Established
Delaware since 06/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTERCHANGE FINANCIAL TECHNOLOGIES INC.OWNER
BARBANO, LYNLEY ESTELLEPRINCIPAL OPERATIONS OFFICER2239052
BRIDGEFORD, LISA ANNCHIEF COMPLIANCE OFFICER2226230
GILES, MICHAEL HARLANDCEO/PRESIDENT6148642
WEITKAM, LOUIS IIIFINOP, PRINCIPAL FINANCIAL OFFICER3271399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERCHANGE CLEARING LLC

CRD#: 332577Vancouver, WA 98660

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