Traci L. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Traci Lynn Turner, who also goes by Traci Rush, Traci L Turner, Traci Turner, was a registered financial professional .
Traci is a previously registered financial professional and started their career in finance in 2017. Traci had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2021 - January 7, 2025
PAYCHEX SECURITIES CORPORATION
April 12, 2021 - August 21, 2021
J.P. MORGAN SECURITIES LLC
April 7, 2021 - August 21, 2021
J.P. MORGAN SECURITIES LLC
April 16, 2018 - December 31, 2020
CITIZENS SECURITIES, INC.
April 25, 2017 - December 31, 2020
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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